Senior Compliance Officer (m/f/o)

Tasks

• Responsible for AIEL’s Compliance Function and subject to MFSA regulatory approval
  
• Advise on local and European applicable laws, rules, regulations and codes of practice to ensure business is conducted in a compliant manner
  
• Support the Global Head of Governance, Regulatory Affairs & Compliance in the development, implementation and management of an appropriate Compliance Framework
  
• Implementation and monitoring of the Compliance Plan
  
• Ensuring the Company’s compliance policies and procedures are kept up to date; that they are appropriate, proportionate and understood by the business, driving the right compliant behaviours
  
• Maintenance and monitoring of applicable compliance universe and regulatory timetable
  
• Provides analysis, horizon scanning and early warning of regulatory changes which may impact the Company
  
• Monitoring adherence to the MFSA authorisation conditions and supervisory expectations
  
• Ensuring the Company's regulatory permissions for its activities are accurate and up to date
  
• Providing training in compliance matters as appropriate
  
• Providing Conduct, Product Oversight Governance/IDD related advice and support
  
• Managing the completion and submission of the firm's regulatory returns and regulatory proposals and approvals
  
• To maintain compliance with any applicable UK or International statutory or regulatory obligation as required by the role
  
• The prudent management of the business
  
• Placing due regard on the interests of customers
  
• Observing rules on Sanctions and financial crime
  
• Regulatory requirements and local licensing restrictions
  
• Promoting and follow the Group’s whistleblowing procedures
  
• Where applicable, following the Company’s Consumer Duty principles to deliver good outcomes for retail customers
  
  

Requirements

• Ideally 5 years’ experience in a compliance role in insurance business
  
• Ability to understand and interpret Maltese and European regulatory requirements
  
• Technical expertise and skills to communicate effectively in a clear and concise manner
  
• Resilience and adaptability to able to work with different functions
  
• Ability to manage multiple simultaneous tasks in a high pressure, deadline-driven environment
  
• Ability to understand and prioritise risk

Bárbara Meira