Senior Compliance Officer (m/f/o)

Tasks

• Support the development and embedding of a strong compliance culture across the Company, including coordination of CPD training activities
  
• Liaise with internal and external stakeholders, providing guidance on regulatory and compliance matters
  
• Maintain accurate documentation of compliance monitoring activities and track identified risks and mitigation actions
  
• Assist in monitoring distributors and first line of defence controls to ensure ongoing regulatory compliance
  
• Ensure adherence to regulatory deadlines, legislative requirements, and internal deliverables
  
• Maintain internal registers, management information, and assist with reporting to relevant committees
  
• Support the preparation, execution, and monitoring of the Annual Compliance Plan
  
• Track and follow up on findings from internal reviews and regulatory inspections
  
• Assist in complaints handling oversight and support remediation actions
  
• Provide support to Data Protection and Financial Crime Compliance activities when required
  
• Carry out additional duties to support the overall objectives of the Compliance function

Requirements

• Demonstrate a high level of reliability, integrity, and professionalism, with strong organisational skills and a collaborative, team-oriented mindset
  
  
• Apply a well-developed critical and analytical thinking approach when assessing compliance risks and regulatory matters
  
  
• Exhibit a high degree of accuracy, attention to detail, and accountability
  
  
• Demonstrate the ability to work effectively under pressure, managing multiple tasks and priorities simultaneously
  
  
• Be capable of working independently and on own initiative, with minimal supervision
  
  
• Consistently meet strict regulatory and internal deadlines
  
  
• Be proficient in Microsoft Office applications